Compliance Solutions
Ascenta has designed compliance service offerings for different businesses that are looking to engage an Exempt Market Dealer to
process investments.
Offering for LimiteD Partnerships ("LP"s) (REAL ESTATE OR OTHER)
The fee structure is as follows:
Onboarding / Engagement Fee: $3,000 (includes initial set up and due diligence process)
Transaction Fees:
Investor sourced by LP: 2% of value of the transaction (subject to a minimum transaction fee of $250 for transactions with a value under $10,000)
Investor sourced by Ascenta: 5% of the value of the transaction + 1% trailer (trailer paid annually for the term of the investment)
Expenses incurred by Ascenta specifically for a particular LP's business shall be borne by the LP. Any expenses expected to be in excess of $200 will require prior written approval by the LP.
Offering for Private and Public Issuers ("Issuers")
For issuers undertaking private placement offerings, Ascenta Finance can be engaged to perform suitability assessment for investors.
The fee structure is as follows:
Onboarding / Due Diligence Fee: $1,000
Transaction Fees: 2.5% of the value of the transaction (subject to a minimum transaction fee of $250 for transactions with a value under $10,000)
Expenses incurred by Ascenta specifically for a particular Issuer's business shall be borne by the Issuer. Any expenses expected to be in excess of $200 will require prior written approval by the Issuer.
Offering for Mortgage Investment Corporations ("MIC"s)
The fee structure is as follows:
Onboarding / Engagement Fee: $3,000 (includes initial set up and due diligence process)
Transaction Fees
Investor sourced by MIC: 2% of value of the transaction (subject to a minimum transaction fee of $200 for transactions with a value under $10,000)
Investor sourced by Ascenta: 5% of the value of the transaction + 1% trailer (trailer paid annually for the term of the investment)
Annual Accounting/Audit Fee: $500 (billed on December 15 of each calendar year). Expenses incurred by Ascenta specifically for a particular MIC's business shall be borne by the MIC. Any expenses expected to be in excess of $200 will require prior written approval by the MIC.
Interested MICs must first submit a due diligence package and be approved by our third party MIC analyst. We invite you to contact Ascenta’s President, Marshall Farris at 604.837.4774, should you wish to discuss the offering further.
Get in touch
Ascenta Finance's focus is on companies poised for growth that can offer superior returns to our investor network. We approach our business in a team-oriented fashion, making the interests and investments of our network a top priority.